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Research Article| Volume 7, P7-13, March 2018

Clinical utility of pharmacogenetics-guided treatment of depression and anxiety

Open AccessPublished:December 13, 2017DOI:https://doi.org/10.1016/j.pmip.2017.11.001

      Abstract

      Major depressive disorder (MDD) and generalized anxiety disorder (GAD) are associated with significant morbidity/mortality risk. Prolonged episodes increase impact on quality of life, risk for suicide, and harbor greater societal costs. Current management is inadequate as half of individuals do not respond to first-line therapies. Identification of an optimal treatment may hinge on exploiting interindividual genetic variability, which—in combination with other extraneous factors—is associated with heterogeneous antidepressant response. We evaluated the use of Genecept testing in an open-label trial of 468 patients, focusing on the methylenetetrahydrofolate reductase (MTHFR) and serotonin transporter (SLC6A4) genes and evaluating their plausibility as putative predictors of MDD/GAD treatment outcome. After receiving genotyping, 50.6% of clinicians made assay-congruent changes to treatment. This yielded a selective serotonin reuptake inhibitor (SSRI) discontinuation rate of 19.0% in patients with a risk SLC6A4 genotype, and, an acute folate derivative addition rate of 41.8% in MTHFR risk allele carriers. After 8 weeks of treatment, patients with a risk MTHFR genotype that were treated with assay-guided treatment regimens—as compared to those that were not—demonstrated a greater reduction in Quick Inventory of Depressive Symptoms (QIDS-SR) and Undersøgelser (UKU) scores, and an increased quality of life score (Q-LES-Q-SF). SLC6A4 risk patients who adhered to assay-guided treatment achieved a greater reduction in QIDS-SR and UKU scores and a statistically significant increase in Q-LES-SF scores, versus those that did not. Results support the utility of genotyping in the treatment of MDD/GAD and propose SLC6A4 and MTHFR as biological predictors of treatment outcome.

      Abbreviations:

      MDD (major depressive disorder), GAD (generalized anxiety disorder), QIDS-SR (Quick Inventory of Depressive Symptoms), Q-LES-Q-SF (Quality of Life Enjoyment and Satisfaction Questionnaire Short Form), UKU (Udvalg for Kliniske Undersøgelser Side Effect Rating Scale)

      Keywords

      Introduction

      Varied drug response has long been recognized in the treatment of major depressive disorder (MDD) and generalized anxiety disorder (GAD). Of the approximately 3–7% of patients in the United States affected, nearly 50% fail to respond to first-line treatment regimens [

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      ]. SSRIs are currently the most commonly prescribed drug class for MDD treatment, though even within-class response to treatment varies considerably between patients and identification of the most appropriate medication is a continued challenge [
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      Much research has focused on pharmacokinetic factors, specifically the liver metabolizing Cytochrome P450 (CYP450) superfamily of enzymes that is responsible for the oxidation of antidepressant medication. The CYP450 genes mainly involved in antidepressant metabolism encode isoforms in the CYP2D6, CYP2C19, CYP2C9, and CYP3A4/5 enzymes. These genes are highly polymorphic and result in normal (EM-extensive metabolizer), abnormal (IM-intermediate, UM-ultra-rapid, and PM-poor metabolizer), or aberrant metabolizer phenotypes [
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      ]. Despite the fact that the Food and Drug Administration (FDA) has incorporated genetic testing information into the labeling of nineteen antidepressants, pharmacogenetics testing has not been incorporated into treatment guidelines because of a gap in consistent evidence linking testing to clinical outcomes, i.e. clinical utility [
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      ,

      Food and Drug Administration. Table of pharmacogenomic biomarkers in drug labeling. 2016; 1–84.

      ].
      More recently, candidate gene studies aimed to detect an association between antidepressant response and catecholaminergic genes. The serotonin transporter gene (SLC6A4) is an obvious candidate as the serotonin transporter is the primary site of SSRI action [
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      ]. A common 44-bp insertion/deletion polymorphism—referred to as the long (LA) or short (S) forms of SLC6A4, respectively—was shown to impact transcription and ultimately levels of the serotonin transporter [
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      ]. In addition to the S allele, a variant of the L allele in which the adenine (LA) has been replaced with guanine (LG), is also associated with reduced serotonin transporter levels and is functionally comparable to the S allele [
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      ]. Patients with variant transporter translation exhibit lower remission rates, increased side effects, and intolerance to SSRIs [
      • Murphy D.L.
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      ]. Further, the S and LG alleles of SLC6A4 have been correlated with depression and anxiety-related symptomology and antidepressant response in numerous studies [
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      ]. For example, a study of 36 patients suggested an association between fluoxetine response and SLC6A4 genotype and identified S allele carriers as being at risk for developing insomnia and agitation with treatment [
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      ]. Poor response to citalopram was associated with S/S genotypes [
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      ]. Finally, a recent meta-analysis reported an associative model between SSRI response (OR: 1.58; 95% CI: 1.16–2.16, p = .004) and remission (OR: 1.53; 95% CI: 1.14–2.04, p = .004) in Caucasian SLC6A4 LA allele carriers [
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      ].
      Methylenetetrahydrofolate reductase (MTHFR) is a rate limiting enzyme in the production of l-methylfolate; l-methylfolate is a critical regulatory molecule in the synthesis of monoamine neurotransmitters associated with mood regulation (i.e. dopamine, norepinephrine, and serotonin) [
      • Stahl S.M.
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      ]. Although the MTHFR gene has not been directly linked to antidepressant response, numerous studies have identified a modest association with depression symptomology and disease [
      • Mischoulon D.
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      ]. Two MTHFR polymorphisms, C677T and A1298C, result in diminished enzyme activity, and moreover the T allele of C677T has been associated with decreased l-methylfolate levels [
      • Bjelland I.
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      ]. As MDD has an established association with low serum folate levels [
      • Gilbody S.
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      ], folate augmentation in patients unresponsive to SSRI/SNRI treatment improved patient adherence [
      • Wade R.L.
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      • Thase M.E.
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      ,
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      ]. Further, a meta-analysis of 15,315 participants reported a significant relationship between folate status and depression (OR: 1.55; 95% CI: 1.26–1.91; p < .05) [
      • Gilbody S.
      • Lightfoot T.
      • Sheldon T.
      Is low folate a risk factor for depression? A meta-analysis and exploration of heterogeneity.
      ]. l-Methylfolate has been efficaciously used as an adjunctive therapy for patients with inadequate or poor SSRI response and was shown to improve adherence and decrease cost of care [
      • Wade R.L.
      • Kindermann S.L.
      • Hou Q.
      • Thase M.E.
      Comparative assessment of adherence measures and resource use in SSRI/SNRI-treated patients with depression using second-generation antipsychotics or L-methylfolate as adjunctive therapy.
      ,
      • Papakostas G.I.
      • Shelton R.C.
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      • Etemad B.
      • Rickels K.
      • Clain A.
      • et al.
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      ]. Therefore, an indirect link to MTHFR polymorphisms and antidepressant treatment outcome is likely.
      Pharmacogenetic testing has the potential to reduce antidepressant discontinuation due to adverse events and increase overall efficacy. Ideally, pharmacogenetics would inform individualized decisions by identifying DNA variants that predict outcomes. Promising evidence, including increased quality of life and reduced depression/anxiety scores, were reported with assay-guided treatment of MDD patients [
      • Brennan F.X.
      • Gardner K.R.
      • Lombard J.
      • et al.
      A naturalistic study of the effectiveness of pharmacogenetic testing to guide treatment in psychiatric patients with mood and anxiety disorders.
      ]. To date, only two randomized controlled trials (RCTs) have been conducted to investigate the impact of pharmacogenetics testing on antidepressant outcome [
      • Winner J.G.
      • Carhart J.M.
      • Altar A.
      • Allen J.D.
      • Dechairo B.M.
      A prospective, randomized, double-blind study assessing the clinical impact of integrated pharmacogenomic testing for major depressive disorder.
      ,
      • Singh A.B.
      Improved antidepressant remission in major depression via a pharmacokinetic pathway polygene pharmacogenetic report.
      ]; one reported a two-fold increase in depression symptom relief while the other reported a greater chance of disease remission with pharmacogenetics testing usage (2.52-fold; 95% CI: 1.71–3.73; Z: 4.66, p < .0001). Despite these promising results, a systematic review of guided-treatment versus usual care deemed current evidence inconclusive and condemns the widespread use of pharmacogenetics testing at the onset of MDD treatment [
      • Peterson K.
      • Dieperink E.
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      • Boundy E.
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      ].
      The utility of pharmacogenetics testing remains unclear though—in part because of a relative lack of RCTs and an abundance of small cohort, statistically under powered studies—because the method by which pharmacogenetic testing influences clinical treatment is not well-established [
      • Perlis R.
      Abandoning personalization to get to precision in the pharmacotherapy of depression.
      ,
      • Howland R.H.
      Pharmacogenetic testing in psychiatry: not (quite) ready for primetime.
      ]. We therefore examined data from a naturalistic study of a commercial pharmacogenetic test to characterize how likely clinicians were to make test-concordant medication changes, and whether outcomes improved when assay-congruent medication regimens were implemented. As a means to thoroughly address this gap in the literature and realistically assess the utility of pharmacogenetics testing in the treatment of MDD/GAD, we aimed to (i) determine if pharmacogenetics testing influenced clinician decision-making and prescribing patterns, and, (ii) identify putative genetic predictors of treatment outcome.

      Materials and methods

      Patient cohort

      A post-hoc analysis was performed on genotyping and outcomes data from a previously conducted clinical trial (ClinicalTrails.gov: NCT01507155) [
      • Brennan F.X.
      • Gardner K.R.
      • Lombard J.
      • et al.
      A naturalistic study of the effectiveness of pharmacogenetic testing to guide treatment in psychiatric patients with mood and anxiety disorders.
      ]. Original study design stipulated that adult patients must be diagnosed with a psychiatric disorder by a mental health care specialist who, for the purpose of this trial, ordered Genecept pharmacogenetic testing (n = 1024). Study participants were required to have the ability to complete electronic informed consents and be able to comprehend/complete online questionnaires. For the present study, primary diagnoses other than MDD (n = 297) or GAD (n = 171) were excluded. There were 468 patients in total evaluated in this analysis. Each of the 468 patients were evaluated by the clinician-reported outcome scales, but just 86 (18.4%) patients completed all of the patient-reported outcome questionnaires at each time point. Only patients that had full and complete data sets were included in this study (observed cases analysis). Clinicians were defined as mental health care professionals with the ability to prescribe medication and order a pharmacogenetics test, i.e. possession of a valid national provider identifier (NPI) number and prescribing privileges.

      Genecept reporting

      All clinicians were given information about trial design and goals and were willing clinicial participants. Clinicians were provided with a Genecept Report (Genomind King of Prussia, PA, USA) for each study participant at a one-month follow-up visit (to baseline visit). The report included genotyping results for ten genes (SLC6A4, MTHFR, 5HT2C, COMT, CACNA1C, DRD2, ANK3, CYP2D6, CYP2C19, CYP3A4) and details the implications of each genetic result on the use of a variety of FDA approved medications in the following classes: antidepressants, mood stabilizers/anticonvulsants, typical antipsychotics, atypical antipsychotics, anxiolytics, stimulants, nonsteroidal anti-inflammatory drugs (NSAIDs) and analgesics.

      Genotypic processing

      Of the ten genes that the Genecept Assay addressed, SLC6A4 and MTHFR were the genes directly associated with antidepressant treatment. As the assay was designed to assess how one would respond to a variety of drug classes, limiting the evaluation to just genes that effect response to antidepressants was adequate for the purposes of this analysis. Patients were binned into groups based on their SLC6A4 genotypes and then again separately by their MTHFR genotypes. For both genes, bins were dependent on phenotypic association with SSRI response. For SLC6A4, bins consisted of either ‘wild-type (WT)’ (n = 125) or ‘at risk for poor SSRI response’ (n = 334) genotypes (SLC6A4 WT: LA/LA; SLC6A4 risk: LG/LG, LG/S, LG/LA, LA/S, S/S). Similarly, for MTHFR, bins consisted of either ‘WT’ (n = 195) or ‘at risk for poor treatment outcome’ (n = 272) genotypes (MTHFR WT: C/C; MTHFR risk: C/T, T/T). See Table 1.
      Table 1Participant demographics and allele frequencies.
      SLC6A4 WT

      LA/LA

      (n = 125)
      SLC6A4 Risk

      LA/LG, LA/S, LG/LG, LG/S, S/S

      (n = 334)
      p-valueMTHFR WT

      CC

      (n = 195)
      MTHFR Risk

      C/T, T/T

      (n = 272)
      p-value
      Mean Age (years)43.9441.38.09443.4341.05.055
      Gender (Male: Female)A31:90105:203.09053:13089:170.232
      No. Previous Trials3.493.22.4233.273.36.975
      No. Medication Changes165396.289180392<.0001*
      No. Congruent Treatment RegimensB74157.016*121115<.0001*
      CGI-S (Baseline)2.502.35.6403.623.67.968
      CGI-I (Follow Up)3.623.65.1882.462.35.207
      AStudy participants that listed gender as ‘unknown’ are as follows: SLC6A4 WT = 4; SLC6A4 Risk = 21; MTHFR WT = 12; MTHFR Risk = 13. BNumber of participants who were prescribed treatment regimens congruent with Genecept Pharmacogenetics Testing. Mann-Whitney U Test used to compare age, previous trials, medication changes, CGI-S, and CGI-I; two-sample Z-Test used to compare gender and congruency proportions; *p-value <.05. All numbers are mean values unless otherwise noted.

      Outcome measures

      Outcomes data were collected at three separate time points: baseline (standard MDD/GAD treatment), 1-month from assay results received, and 3-month follow-up. Subjects were stratified into groups based on whether their clinician’s treatment choice (between receiving assay results and 3-month follow-up) was congruent with Genecept assay results. Three patient-reported scales were utilized to measure outcomes: The Quick Inventory of Depressive Symptoms (QIDS-SR) [
      • Rush A.J.
      • Guillion C.M.
      • Basco M.R.
      • et al.
      The inventory of depressive symptomatology (IDS): psychometric properties.
      ], the Quality of Life Enjoyment and Satisfaction Questionnaire Short Form (Q-LES-Q-SF) [
      • Stevanovic D.
      Quality of life enjoyment and satisfaction questionnaire-short form for quality of life assessments in clinical practice: a psychometric study.
      ], and the Udvalg for Kliniske Undersøgelser Side Effect Rating Scale (UKU) [
      • Lingjaerde O.
      • Ahlfors U.G.
      • Bech P.
      • et al.
      The UKU side effect rating scale: a new comprehensive rating scale for psychotropic drugs and a cross-sectional study of side effects in neuroleptic-treated patients.
      ]. Each of the questionnaires was made available and administered through an online portal. The QIDS-SR scale ranges from 0 to 27, with 0 indicating no depression. The Q-LES-Q-SF scale ranges from 0 to 100, with higher scores indicating a greater satisfaction with life. The UKU scale measures the degree of side effects and ranges from 0 to 100, with 0 indicating low side effects. Clinicians simultaneously reported a Clinical Global Impression (CGI) score for severity at baseline (CGI-S) and for improvement at 3-months (CGI-I).

      Tracking clinical treatment regimens

      Clinicians reported primary diagnoses for each patient at the baseline time point. Clinicians simultaneously logged each patient’s treatment regimen. Changes to treatment regimens were reported in electronic surveys administered at each subsequent time point. Time point data was compared and treatment choices were considered congruent if they (i) discontinued an assay-indicated risk medication, or, (ii) initiated a medication indicated as a therapeutic option. Incongruent decisions included continuing or initiating treatment using an assay-indicated risk medication or failing to initiate an indicated therapeutic option. In many cases, the clinicians made more than a single change to their patient’s treatment. Collectively, these changes were considered congruent only if each of the changes met the criteria listed above for congruency. If at least one of the changes included administering or continuing use of a treatment deemed as a risk by the assay, then the treatment regimen was considered incongruent with the report.

      Statistical analysis

      Two-way repeated-measures analysis of variance (ANOVA) models, with Tukey post-hoc tests, were used to analyze the relationship between risk genotypes, assay congruency, and treatment outcome. This analysis evaluated whether changes to outcome measures—QIDS-SR, Q-LES-Q-SF, or UKU—were the result of independent variables of treatment action (relative to genotype) and of time, or to their interaction. Analyses were performed using R version 3.3.2 (http://cran.r-project.org). A two-sample Z-test was used to detect a difference between congruency proportion measures. Additionally, two major comparisons were investigated. Of the subjects carrying the MTHFR risk allele, a comparison between folate-supplemented SSRI/SNRI treatment and SSRI/SNRI treatment without folate supplementation was made. For participants with a risk genotype for SLC6A4, those taking an SSRI were compared to those alternatively prescribed a miscellaneous antidepressant/SNRI. Miscellaneous antidepressants included bupropion, mirtazapine, and nefazodone.

      Results

      Data from 468 participants was binned based on SLC6A4 and MTHFR genotypes. Participant demographics are summarized in Table 1. The mean participant age is 42-years. There is no significant difference in mean age, gender ratio, or number of previous medications/changes between genotype groups. Similarly, CGI-S and CGI-I scores were comparable across all genotypes. Clinicians made assay-congruent changes in drug regimens significantly more in the treatment of SLC6A4 risk patients than in SLC6A4 WT patients (p < .016). Similarly, clinicians made assay-congruent changes in drug regimens significantly more in the treatment of MTHFR risk patients than in MTHFR WT patients (p < .0001).

      Pharmacogenetics testing warranted assay-congruent changes to MDD/GAD treatment regimens

      After receiving assay results, 83.6% (391) of clinicians made a change to their patient’s treatment regimen while 16.5% (77) did not. Throughout the duration of the 3-month trial, 50.6% of patients were maintained on treatment regimens congruent with assay results (Fig. 1A). Omitting drug additions and discontinuation, the distribution of prescribed medications over the 3-month trial was examined.
      Figure thumbnail gr1
      Fig. 1Genecept pharmacogenetics testing guides changes in prescribed treatment regimens of MDD/GAD patients. (A) Percentage of prescribed treatment regimens that are congruent/not congruent with Genecept pharmacogenetics testing recommendations. Incongruent prescription regimens were defined as the addition/discontinuation of at least one treatment that countered assay results. The two proportions are not significantly different based on results of a Z-test (p = .984). (B) Percentage of participants prescribed SSRIs, SNRIs, misc. antidepressants, or folate derivatives at baseline (light gray), 1-month- assay results received (gray), or 3-month follow-up (dark gray).
      At baseline, SSRIs were the most prescribed treatment regimen (43.8%) as compared to SNRIs (22.0%), miscellaneous antidepressants (19.4%), and folate derivatives (8.97%). The rate of SSRI prescription decreased by 17.6% over the 3-month trial period, while the rate of folate derivative supplementation increased 431% (Fig. 1B).
      Drug additions and discontinuations were considered a drastic clinician-initiated changes in treatment and were separately evaluated (Table 2). The most frequently discontinued class of medication was SSRIs, with a 19.0% discontinuation rate from baseline to assay-results received (1-month) and an additional 10.8% discontinuation rate from 1-month to 3-month follow-ups. Of these, 79.5% of patients had an SLC6A4 risk genotype and were at greater risk for SSRI intolerance/poor response. Overwhelmingly, folate derivatives were the most frequently added drug class with a 41.8% addition rate from baseline to assay-results received (1-month) and an additional 4.00% addition rate from 1-month to 3-month follow-ups. Of these, 95.5% of patients were MTHFR T allele carriers (i.e. MTHFR risk genotype).
      Table 2Proportion of discontinued and/or added SSRI and folate derivative treatment regimens. All numbers are percentages (%). Bolded percentages represent the largest proportion in each action group.
      ActionBaseline > 1-Month1-Month > 3-Months
      SSRI
      Discontinue19.010.8
      Add3.804.11
      Folate Derivative
      Discontinue4.762.29
      Add41.84.00

      SLC6A4 genotype and MTHFR genotype serve as putative biological predictors of antidepressant outcome

      As a means to further assess the influence of individual genotypes on clinician action, treatment regimen comparisons amongst groups were conducted at the 1-month time point. Clinician actions were quantified in reference to SSRIs and stratified into start (begin SSRI when previously not taking), stop (remove SSRI from the treatment regimen), and continue (treatment with SSRI as before). Of the 125 SLC6A4 WT patients, clinicians stopped prescribing SSRIs to patients 6.40% of the time, though, of the 334 SLC6A4 risk patients, clinicians stopped prescribing 9.28% of the time (Fig. 2). Similarly, a lower percentage (1.50%) of SLC6A4 risk patients began an SSRI treatment regimen than SLC6A4 WT patients (3.20%). The possession of a T allele distinguishes MTHFR genotypes into a MTHFR WT—normal—or MTHFR risk genotype (i.e. patients that demonstrate an improved SSRI/SNRI outcome with folate derivative supplementation). Therefore, focus on clinician action pertaining to folate derivatives identified a greater proportion of MTHFR risk patients (62.5%; n = 272) who began folate derivative supplementation than MTHFR WT patients (4.10%; n = 195). Clinicians stopped folate derivative supplementation for 0% of MTHFR risk patients, but continued supplementation for 11.4%; this is in contrast to the 4.62% of MTHFR WT patients. In sum, 95.5% of patients that began a folate derivative supplement had a MTHFR risk genotype.
      Figure thumbnail gr2
      Fig. 2SLC6A4 and MTHFR genotyping predict prescription regimens in MDD/GAD patients. Percentage of prescription treatment regimens categorized by clinician action of either start (first prescribed), stop (ceased prescribing), or continue (treatment as before). Results are from 1-month-assay results received. Light blue bars represent WT SLC6A4 normal response SSRI genotypes. Blue bars represent SLC6A4 genotypes attributed to risk of poor response with SSRIs. Light green bars represent WT MTHFR normal response genotypes. Green bars represent MTHFR improved response to folate supplementation genotypes.
      To gauge the clinical utility of Genecept pharmacogenetics testing, SLC6A4 and MTHFR genotypes were correlated to patient-reported treatment outcomes over the three aforementioned time points (Fig. 3). Outcomes between carriers of the MTHFR risk genotypes that initiated/maintained folate derivative supplementation were compared to those that did not receive supplementation. The percent reduction of both the QIDS-SR (Fig. 3A) and UKU (Fig. 3C) scores was modestly higher in the group that received folate derivatives (QIDS-SR: 34.0% versus 20.1%; UKU: 37.3% versus 21.2%, respectively). These associations, however, failed to reach statistical significance (QIDS-SR: F(1,90) = 0.88, p = .35; UKU: F(1,90) = 1.34, p = .25, respectively). Patients in the MTHFR risk group that did not receive a folate derivative showed a slight improvement in Q-LES-Q-SF scores (15.9% versus 10.6%), though this also failed to reach statistical significance (F(1,90) = 0.78, p = .38) (Fig. 3B).
      Figure thumbnail gr3
      Fig. 3Prescription regimens congruent with Genecept pharmacogenetics testing resulted in improved patient outcomes in patients with risk genotypes. Reduction/increase in (A) quick inventory of depression symptoms (QIDS-SR) (B) quality of life (Q-LES-Q-SF) and (C) Undersøgelser side effect (UKU) scores from baseline to 1-month (Genecept results received), and from baseline to 3-month follow-up. Black line represents MTHFR T allele carriers that are expected to have greater symptom reduction with folate supplementation of SSRI or SNRI treatment and are supplementing with a folate derivative (N = 9). Gray line represents MTHFR T allele carriers that are expected to have greater symptom reduction with folate supplementation of SSRI or SNRI treatment and are not supplementing with a folate derivative (N = 25). Reduction/increase in (D) quick inventory of depression symptoms (QIDS-SR) (E) quality of life (Q-LES-Q-SF) and (F) Undersøgelser side effect (UKU) scores from baseline to 1-month (Genecept results received), and from baseline to 3-month follow-ups. Black line represents SLC6A4 risk allele carriers that are at risk for poor SSRI response and are not being treated with a SSRI (N = 19). Gray line represents SLC6A4 risk allele carriers that are at risk for poor SSRI response and are being treated with a SSRI (N = 28). Statistical significance determined using repeated-measures analysis of variance (ANOVA) models and subsequent Tukey post hoc tests. Black vertical line represents *p-value < .05. Comparisons not shown are not significant (n.s.). Error bars represent standard error.
      Similarly, when assessing SLC6A4 risk patients treated with SSRIs versus those that received SNRIs/miscellaneous antidepressants, no significant difference between groups was found when comparing QIDS-SR or UKU scores (QIDS-SR: 21.5% versus 33.6%; UKU: 27.0% versus 32.04%)) QIDS-SR: F(1,90) = 2.27, p = 0.14; UKU: F(1,90) = 0.47, p = 0.49) (Fig. 3D,F). Interestingly, a significant increase in quality of life, as per the Q-LES-Q-SF score, was detected in SLC6A4 risk patients treated with SNRI/miscellaneous antidepressants versus SSRIs (17.5% versus 3.97%; F(1,90) = 12.2, p = .00076, Odds Ratio = 3.55, Cohen’s d = 0.6989) (Fig. 3E).

      Discussion

      Study results suggest that receiving Genecept pharmacogenetic testing improves MDD/GAD patient outcomes as measured through patient-reported scales for depression, side effect severity, and quality of life. Intriguingly, improvements in quality of life scores were significantly higher in SLC6A4 risk patients receiving SNRI/miscellaneous antidepressants versus SCL6A4 risk patients receiving SSRIs (Fig. 3). Amongst the 468 patients tested, 50.6% of their clinicians prescribed assay-congruent treatment regimens, decreased SSRI prescription rate by 17.6%, and, increased SNRI prescription rate by 25.2%, miscellaneous antidepressant rate by 9.89%, and folate derivative prescription rate by 431% (Fig. 1, Fig. 2). At baseline, we did not find a significant difference between participant demographics or clinical global impression scores for SLC6A4 WT versus risk patients, nor MTHFR WT versus risk patients (Table 1). Over the course of the 3-month clinical trial, SSRIs represented the most discontinued drug class though discontinuation was higher in patients with SLC6A4 risk genotypes. Similarly, folate derivatives represented the most added drug class throughout the trial though addition was higher in patients with risk MTHFR risk genotypes (Table 2).
      The question of whether genetic markers can help predict response to medication has major implications for personalizing treatment for depression and anxiety. A genome-wide complex trait analysis estimated the contribution of common polymorphisms to antidepressant response to be 42% (SE = 0.18; p = .009) in patients with MDD [
      • Tansey K.E.
      • Guipponi M.
      • Hu X.
      • Domenici E.
      • Lewis G.
      • Malafosse A.
      • et al.
      Contribution of common genetic variants to antidepressant response.
      ]. Further supporting the principle that antidepressant response is a complex trait with substantial genetic influence is the low clinical efficacy of antidepressant medication– one in three patients does not fully recover from depression even after several treatment trials [
      • Hennings J.M.
      • Owashi T.
      • Binder E.B.
      • et al.
      Clinical characteristics and treatment outcome in a representative sample of depressed inpatients – findings from the Munich Antidepressant Response Signature (MARS) project.
      ,
      • Rush J.A.
      • Trivedi M.H.
      • Wisniewski S.R.
      • et al.
      Acute and longer-term outcomes in depressed outpatients requiring one or several treatment steps: a STAR*D report.
      ]. However, two separate genome-wide analyses (GWA) focusing on pharmacodynamic genes did not detect a single SNP significantly associated with SSRI response [
      • Biernacka J.M.
      • Sangkuhl K.
      • Jenkins G.
      • Whaley R.M.
      • Barman P.
      • Batzler A.
      • et al.
      The International SSRI Pharmacogenomics Consortium (ISPC): a genome-wide association study of antidepressant treatment response.
      ,
      • Ising M.
      • Lucae S.
      • Binder E.B.
      • Bettecken T.
      • Uhr M.
      • Ripke S.
      • et al.
      A genomewide association study points to multiple loci that predict antidepressant drug treatment outcome in depression.
      ]. This suggests that the effects of genetic variation on antidepressant response are multifaceted and warrant the use of observational trials to simultaneously evaluate genetic components that, in combination, wield an implication about the larger whole.
      Genecept pharmacogenetic testing evaluates multiple pharmacodynamic and pharmacokinetic genes relevant to psychiatric treatment outcome and is therefore a plausible avenue to personalize MDD drug treatment for an individual. In a retrospective study of health claims data, authors report enhanced medication adherence and outpatient cost savings with Genecept assay-guided treatment [
      • Fagerness J.
      • Fonseca E.
      • Hess G.P.
      • et al.
      Pharmacogenetic-guided psychiatric intervention associated with increased adherence and cost savings.
      ]. A subsequent naturalistic study reported improved patient outcomes with Genecept assay-guided treatment for a mixed-diagnosis patient cohort [
      • Brennan F.X.
      • Gardner K.R.
      • Lombard J.
      • et al.
      A naturalistic study of the effectiveness of pharmacogenetic testing to guide treatment in psychiatric patients with mood and anxiety disorders.
      ]. However, these previous studies failed to isolate collective biomarkers specific to the clinical utility of MDD/GAD treatment.
      Emphasis on patients with genetic predispositions to treatment resistant depression (TRD) is of grave importance and the most profound indications for the use of pharmacogenetic testing are in TRD cases [
      • Stahl S.M.
      Psychiatric pharmacogenomics: how to integrate into clinical practice.
      ,
      • Peterson K.
      • Dieperink E.
      • Anderson J.
      • Boundy E.
      • Ferguson L.
      • Helfand M.
      Rapid evidence review of the comparative effectiveness, harms, and cost-effectiveness of pharmacogenomics-guided antidepressant treatment versus usual care for major depressive disorder.
      ]. For this group of patients it is particularly important to determine the supposed adequacy and outcome of treatment; 10–30% of the depressive population receiving treatment do not respond adequately to antidepressants [
      • Jenkins E.
      • Goldner E.M.
      Approaches to understanding and addressing treatment-resistant depression: a scoping review.
      ,
      • Saad Al-Harbi K.
      Treatment-resistant depression: therapeutic trends, challenges, and future directions.
      ]. This is especially troublesome as the burden of TRD is substantial: chronic unremitting depressive disease confers personal suffering and disability and carries an associated employee healthcare cost double that of nonresistant employees [
      • Greenberg P.
      • Corey-Lisle P.K.
      • Birnbaum H.
      • Marynchenko M.
      • Claxton A.
      Economic implications of treatment-resistant depression among employees.
      ]. Patients with MTHFR risk genotypes represent a population of patients at risk for poor SSRI response. This is supported by the concept that deficient folate levels impact catecholaminergic pathways [
      • Stahl S.M.
      L-Methylfolate: a vitamin for your monoamines.
      ] and can correspondingly be seen in our reported evidence: MTHFR risk patients demonstrated a significantly increased number of medication changes (i.e. failed medication trials) (Table 1). Fundamentally, SLC6A4 risk patients also represent a patient population at risk for poor SSRI response due to the mode of action of SSRIs and their reliance on adequate serotonin transporter levels [
      • Outhred T.
      • Das P.
      • Dobson-Stone C.
      • Felmingham K.L.
      • Bryant R.A.
      • Nathan P.J.
      • et al.
      Impact of 5-HTTLPR on SSRI serotonin transporter blockade during emotion regulation: a preliminary fMRI study.
      ].
      As in most studies including patients with MDD, heterogeneity between individual patients limits the power of genetic analyses. Discordances in cohort samples, including differences in diagnosis criteria and treatment regimens, further increase this phenotypic heterogeneity. Thus, the overall cohort is likely to include subgroups with unique susceptibility factors for clinical depression contingent on unidentified biological factors and environmental aspects not controlled for (e.g. chaotic home-life or dietary choices). Additional study limitations include a lack of ancestral data and limited statistical power due to a relatively undersized patient cohort. As the power to detect associations was low, corrections of multiple testing were not performed, as these would increase the probability of producing false negative results. Lastly, hard endpoints on which to base clinical success, such as suicide or hospitalization, are infrequently encountered in psychiatric prospective studies of short follow-up duration [
      • Limdi N.A.
      • Veenstra D.L.
      Expectations, validity, and reality in pharmacogenetics.
      ]. In an attempt to rectify this constraint, data were collected at three separate time points over a 3-month time period, each taking into account surrogate hard-endpoints more appropriate for a short-term trial. Future studies should aim to perform longer-term evaluations, incorporate hard-endpoints, and report data on ‘time to effectiveness’ to gauge the duration of time to treatment success/failure for antidepressant medications.
      An important issue often unaddressed by studies evaluating pharmacogenetic testing is the issue of whether reported genetic information leads to better clinical outcomes (i.e. having clinical utility). The present study sought to address this by determining whether testing warranted not only changes in clinician prescribing behavior, but specifically assay-congruent changes. Moreover, this study identified distinct genetic components relevant to MDD/GAD treatment outcome—as opposed to a grouping of known pharmaco-psychiatric genes—and reports SLC6A4 and MTHFR as putative biological predictors of quality of life.

      Conclusions

      This study reports SLC6A4 and MTHFR gene-outcome associations and correlates the use of Genecept pharmacogenetics testing to improved clinical outcomes in the treatment of MDD/GAD. This information is especially pertinent to the treatment of patients with SLC6A4 and MTHFR risk genotypes, as these patients are prone to treatment-resistance and are at a greater risk for of experiencing primary medication failure. When treating chronic depression patients, clinicians strive to manage symptomology and increase overall quality of life as full disease remission is rare [
      • Saad Al-Harbi K.
      Treatment-resistant depression: therapeutic trends, challenges, and future directions.
      ]. Results demonstrate significantly improved quality of life scores in risk patients treated with an assay-congruent regimen.

      Funding

      A salary was provided to JRB, BD, and NMM by Genomind during the data analysis, literature interpretation, and authorship of this manuscript.

      Appendix A. Supplementary data

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